fbpx

Compliance

We operate in the directly regulated world, and as a consequence of this, we need to ensure that when it comes to support, we make sure that we partner with the best.

Our chosen support is threesixty services; winner of the ‘Money Marketing 2020 Best Network/Support Provider’. We feel that they provide an excellent, high standard of regulatory and compliance support to both our firm as a whole and our adviser team on a one-to-one basis.

Adhering to their advice, guidelines and support was instrumental in us being offered an affordable renewal on our PII cover for all facets of our business, and in particular, DB Pension advice; something we are extremely proud of, especially in an arena where many firms simply cannot get any cover at all.

threesixty were excellent in supporting us in this area; equally so our PI insurers, who are confident in and comfortable with our processes, which threesixty played an important part in facilitating for our firm.

Previous: Cost | Next: Support